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Learn about investment fraud, brokerage fraud, investor protection, securities fraud, stockbroker fraud, investment disputes, securities arbitration, and recovering losses.  You can also educate yourself on various issues related to your brokerage accounts.  Read Ms. Stoneman's Articles.  

Read Ms. Stoneman’s latest article published in the Fall 2016 issue of the PIABA Bar Journal and on Westlaw: Supervision of Third Party/Power of Attorney Accounts 

Is there a way for me to recover my losses?  

 Click Here! 

For simple guidelines to determine if you have a claim.

Ms. Stoneman, was interviewed for a video presentation entitled,  "Navigating the Fog of Investing."  A presentation of McGriff Productions. 

Picture of book, Brokerage Fraud
Tracy Pride Stoneman has co-authored a book with husband, Douglas J. Schulz, renowned securities expert witness.

Authors Schulz & Stoneman

Read an excerpt  - Valuable secrets every investor should know to protect his or her assets.


 Tracy obtains for her client the largest arbitration Man Cryingaward against the firm!

Read Press Release!

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Raymond James appealed the arbitration award 

(see articles below)

The Arbitration Award

The Appeal

The Response

ScalesWall Street/Journal Dow Jones Article

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Financial Planning News Story

-In a May 10 ruling, the panel found that Raymond James failed to properly supervise Paul Davis as he sold the elderly couple life insurance and variable annuity products, according to Tracy Pride Stoneman, the attorney who represented the Tylers.

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Financial Advisor Story 

-Raymond James Financial Services Inc. has paid an estimated $1.8 million arbitration award to an 87-year-old former client and his deceased wife's estate


-From those who worked with Tracy on the Tyler Case

Investment News LogoInvestmentNews.com -Reports on the Appeal

OnWallStreet Logoonwallstreet.com - Another Report on the Appeal

On May 10, the panel had found that Raymond James Financial Services failed to properly supervise Paul Davis, a former financial advisor, as he sold an elderly couple life insurance and variable annuities.     . . .  At some point between 2002 and 2006, the broker exchanged one annuity for another, raising red flags.

Reuters LogoRaymond James to Pay $1.5 Million 

Raymond James Financial Inc (RJF.N) must pay a Texas man and his wife's estate $1.5 million to resolve allegations the company improperly sold annuities to the couple, according to a Financial Industry Regulatory Authority arbitration panel filing.

September 2012 Article

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Ms. Stoneman Quoted

 There's a lot of pride involved, says Stoneman. Over the years I've represented a lot of overseas clients and sometimes it's very difficult for those clients to come forward to even admit they have lost a lot of money.

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Egg breaking imageOnce a bad egg, always a bad egg

December 27, 2002 article discloses the harm inflicted by one particular broker in Merrill's Dallas office and what his clients are doing about it. Click here to read the entire article.  

Once a bad egg, always a bad egg. The56Randall left Merrill Lynch and went on to open his own "consulting" firm in Dallas, Texas. Between 2004 and 2009, he raised more than $6 million from 30 investors in schemes that were devised by Randall to simply line his own pockets. Many of his victims were friends and people he befriended. Though these folks may never see any recovery of the money they've lost, Brion Randall received his comeuppance: on September 30, 2010 he was sentenced to 15 years in prison for bank and wire fraud. He was led away from the sentencing hearing in handcuffs directly to jail. 

Click here to read the  Biron Rasndall sentencing.

Click here to read the Biron Randall Story


Businessweekly logoRobert Barker, from Business Week Magazine had nice things to say about Tracy's book, Brokerage Fraud. Here is an excerpt from the article...

"That's why you might do a favor for any friends who still use a stockbroker by giving them Brokerage Fraud: What Wall Street Doesn't Want You to Know (Dearborn, $24.95)...they make enough of a case to get even very trusting investors to (wisely) think thrice about any broker's advice."

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News from Stoneman Law

Ms. Stoneman

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Ms. Stoneman is located in Colorado and Texas, although she represents clients all over the country. Arbitrations are unique in that everything that happens takes place online, over the telephone or through the mail. Travel is required only if the case proceeds to arbitration, and most cases settle. So just because you live in Ponca City, OK, that doesn't mean you have to find a securities lawyer there!
Ms. Stoneman maintains a small firm because she recognizes that for many, even hiring a lawyer can be intimidating. Rather than shuffling you to a junior, less experienced attorney, as some attorneys do, Ms. Stoneman is accessible at virtually all times and will be the only person handling your case.
Ms. Stoneman began representing investors and stockbrokers with claims against their brokerage firms in 1992. Ms. Stoneman has handled some of the largest securities arbitrations against Prudential Securities, Paine Webber and Raymond James, yet she also handles significantly smaller cases. Ms. Stoneman takes cases on an hourly basis or a contingent fee basis. She will also agree to unique, hybrid fee arrangements in order to accommodate the needs of the client - the choice is yours. Ms. Stoneman also represents stockbrokers who have claims against their brokerage firms for such things as wrongful termination and defamation on the U-5 regulatory form.


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Learn about securities fraud,investment fraud, investor protection, disputes, arbitration, and recovering losses.   Just because you may be in Ponca,Oklahoma doesn't mean you have to find a securities attorney there.
  Contact Stoneman Law.

We have our Finger on the Pulse of Securities Fraud.

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Contact Us:


Tracy Stoneman 

Stoneman Law

301 Snowcrest 

Westcliffe, CO 81252

Preferred contact location


 (719) 783-0303